IRS Forms Applicable to 401k Plans with 2-99 Eligible Employees

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IRS Forms Applicable 401k Plans with 2-99 Eligible Employees

Any 401k plan that incurs a distribution during the year must file a Form 1099-R for each distribution, a Form 1096 as an accompaniment to any 1099-R filed, and a Form 945 to pay and report any withholdings taken on any distsributions made during the year.

To fulfill annual reporting requirements, plans with 2-99 eligible employees must file the following (and use Form 5558, see below, to apply for any needed filing time extension):

Form 5500, accompanied by...
Schedule I
Plans with 2-99 eligible employees must also complete a Summary Annual Report and distribute it to employees and/or post it in an employee common area.

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FedForms Instructions to Earnings From Investments: Calculation Worksheets
FedForms Instructions to End of Year Plan Assets: Calculation Worksheets
FedForms Instructions to Summary Annual Report
FedForms Instructions to Form 1096
FedForms Instructions to Form 1099-R
FedForms Instructions to Form 945
FedForms Instructions to Form 5500
FedForms Instructions to Schedule I

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If you need to request a time extension to file your Form 5500 and its accompanying Schedules, use Form 5558.

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FedForms Instructions to Form 5558

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You can click on any highlighted area of any IRS Form or Schedule pictured herein to call up the information on where within your 401k software to find the requested information.

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