401k Related Federal Reporting Forms and Schedules
RELEVANT TO PLANS WITH…
relevant
DUE DATE(S)
1
eligible employee
2-99
eligible employees
100 or more
eligible employees
Form 1096
2/28
Annual Summary and Transmittal of U.S. Information Returns
Form 1099-R
1/31 employee;
2/28 to IRS
Distributions from Pensions, Annuities, Retirement Plans…
Form 5500
7/31
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Annual Return of Employee Benefit Plan
Form 5500-EZ
7/31
--
--
Annual Return of 1-Participant Retirement Plan
Form 5558
7/31
Request for Extension to File Certain Employee Plan Returns
Form 945
1/1 or 2/11
Annual Return of Withheld Federal Income Tax
Schedule H
7/31
--
--
Financial Information (for large pension plans)
Schedule I
7/31
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--
Financial Information (for small pension plans)
Schedule P
7/31
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Annual Return of Fiduciary Employee Benefit Trust
Summary Annual Report*
9/30
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*The Summary Annual Report is an overview of the information submitted to the IRS in your Form 5500/5500-EZ and applicable schedules. Because it is not an IRS Form or Schedule, blank versions are not available from the IRS. Samples as well as ready to complete PDFs, however, are part of 401k FedForms.